AML Compliance Officer

GKFX PRIME

• BA/BS degree (Finance, Economics, or Business degree preferred),
• +7 experience in multinational FX/CFD brokerage companies,
• Fluent English,
• An excellent understanding of AML legislation/regulation/industry best practice,
• Excellent presentation, interpersonal and client management skills,
• Proven ability to lead and multitask including oversight of several special projects and change initiatives related to AML process enhancements,
• Have strong investigative skills, to include excellent communication skills – verbal & written,
• Requires excellent analytical skills, experience in strategic planning and have high level of attention to detail,
• Excellent organisational skills, initiative, self-drive and ability to work independently in a fast paced environment,
• Self-motivated and have ability to liaise with senior management, regulators, and third parties.

İŞ TANIMI

Primary duties include monitoring client account activity, tracking and reporting the activity and overall assistance in ensuring that anti-money laundering policies and procedures are being properly implemented. The Officer is responsible for all aspects of the AML Program. This position is responsible for ensuring that all related actions are tracked to completion with accurate and timely reporting to the appropriate parties. 

• Oversight of the effectiveness of the compliance program to ensure compliance with the legislation,
• Identification of areas of concern that may present risks to the organization,
• Oversight of the review and audit of the compliance program,
• Resolve outstanding exception items generated by manual and automated surveillance tools,
• Manage the tracking of the items, including coordinating the communication process with the necessary individuals within the firm to ensure proper action and follow through,
• Assist with tracking of annual AML training, AML certifications,
• Assist with review of country specific AML regulations,
• Investigate potentially suspicious transactions and reporting appropriately,
• Responsible for the management and implementation of AML technology related initiatives,
• Prepare monthly AML related metrics for senior management,
• Assist with Ad hoc projects.